The CAP COM Difference

Most financial services companies make their money the old fashioned way: they get it up front, where a portion of your initial investment goes toward transaction fees or commissions. The incentive here is obvious. These companies spend more time and effort attracting new clients or reselling existing clients than they do managing your money. We're not one of these companies.

In 1989, our firm broke the mold with a client-centered asset management approach. Through LPL's asset management programs we offer access to investments that require no up-front fees (we charge a percentage of assets under management) nor require holding an investment for extended periods, possibly to your detriment, to avoid back end surrender charges. As a CAP COM client, you'll benefit from substantially increased service, as we provide asset management, based on your objectives, through our periodic review process. We prefer to earn your trust before we earn our money.

Staffed with experienced financial advisors, we provide a full range of financial related services to benefit credit union members, the general public and corporate investors alike.

Whether you decide on an Individual Retirement Account or a company wide pension plan, it is our goal to analyze, evaluate and create long-term focused investment plans for each individual's capital accumulation, appreciation, preservation and distribution. Furthermore, our philosophy is to create relationships and to educate our clients about today's finances with the objectivity, professionalism and integrity every client deserves.